Mar 11, 2024 | News
Legacy MFDA Member Staff Notices (MSN) have been migrated to CIRO’s website, at www.ciro.ca, under the Guidance Notes category. As part of the web design, a dedicated page will be created to list all of the notices. The pre-filtered results can be found on the...
Mar 8, 2024 | News
The Canadian Securities Administrators (CSA) have issued Staff Notice 81-334 which expands on guidance for investment funds on ESG related disclosure practices. The updated guidance expands on and replaces the initial guidance issued in January 2022. It aims to...
Mar 5, 2024 | News
Last year’s data hack involving financial services firms and file transfer service GoAnywhere, has resulted in multiple class actions filings. Affected clients may wonder what happens next, given managing overlapping and multiple class actions originating in different...
Mar 4, 2024 | News
The Financial Transactions and Reports Analysis Centre of Canada, (FINTRAC) has taken its corporate systems offline, as it manages what it calls a “cyber incident”. The incident does not involve FINTRAC’s intelligence or classified systems. FINTRAC has taken its...
Mar 4, 2024 | News
The Federation of Independent Dealers (FID), formerly the Federation of Mutual Fund Dealers (FMFD), launched under its new name. The name change reflects the evolving landscape of the financial industry and signals the expansion of their mandate. The FID remains...
Mar 1, 2024 | News
The Financial Services Regulatory Authority’s has launched a credential checking tool to make it easier for consumers in Ontario, to check that advisors are properly qualified. The new Check Credentials Tool will help verify holders of protected titles including...
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