Mar 28, 2024 | News
The Financial Services Regulatory Authority of Ontario (FSRA) reported the results of its first oversight reviews of the approved credentialing bodies that administer the credentials that qualify industry reps to use the financial advisor and planner titles in...
Mar 27, 2024 | News
CIRO announced the availability of a new CIRO Complaints Brochure, branded “How to Make a Complaint” that replaces both the IIROC Complaint Brochures and the MFDA CCIF. CIRO Investment dealer members and mutual fund dealer members may now begin providing the CIRO...
Mar 25, 2024 | News
Ontario’s Financial Services Regulatory Authority (FSRA) has endorsed the Chartered Financial Planner designation offered by The Canadian Institute of Financial Planning (CIFP) as a qualified credential for individuals using the Financial Planner title in...
Mar 22, 2024 | News
The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) adopted a prospectus exemption that allow investors who do not meet the financial thresholds, to qualify as accredited investors based on their financial...
Mar 21, 2024 | News
The Canadian Investor Protection Fund (CIPF) has implemented amendments to the CIPF Investment Dealer Assessment Policy and CIPF Investment Dealer Assessment Appeal Procedures. The changes introduce the new CIPF Mutual Fund Dealer Introduced Assessment (MFD IAA) fee...
Mar 14, 2024 | News
The Canadian Sustainability Standards Board (CSSB) announced the release of its first proposed Canadian Sustainability Disclosure Standards (CSDS). The proposed standards aim to set a new benchmark for the disclosure of sustainability-related information. Comments are...
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