CIRO proposing 10-day standard for account transfer settlement

The Canadian Investment Regulatory Organization (CIRO) has released, for public comment, a set of proposed rule amendments aimed at modernizing requirements related to account transfers. The amendments aim to improve the efficiency, transparency, and consistency of...

CIRO to mimic U.S. trading halts for CDRs and Single‑Stock ETFs

The Canadian Investment Regulatory Organization (CIRO) has introduced a new protocol to better align Canadian depositary receipts (CDRs) and single-stock Exchange-Traded Funds (ETFs) trading halts in Canada, with those in the U.S. listed on U.S. exchanges. CIRO will...

Ontario amends delivery methods for OSC summons

As of July 1, 2025, the Ontario Securities Commission (OSC) can now electronically serve enforcement summonses, a move aligned with a 2021 recommendation by the Capital Markets Modernization Taskforce. This change comes as part of broader legislative updates to...
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