Jul 10, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed rule changes to harmonize advisor compensation by allowing all client-facing advisors to receive compensation through an incorporated business. The proposal marks a key milestone in CIRO’s 2027...
Jul 6, 2026 | News
Effective July 4, 2026, under Law 16, Québec is updating financial sector regulation by introducing a new recognition order for the Chambre de l’assurance. Related changes to the Canadian Investment Regulatory Organization’s (CIRO) recognition order will...
Jun 29, 2026 | News
The CSA has published final amendments introducing a voluntary Access Model for continuous disclosure documents. Effective September 22, 2026 (pending approvals), the model enables electronic delivery through SEDAR+ notifications while allowing investors to request...
Jun 26, 2026 | News
The Canadian Investor Protection Fund (CIPF) released its 2025 Annual Report, which is guided by the organization’s 2025-2027 Strategic Plan. The report outlines meaningful progress in protecting investors and supporting confidence in Canada’s capital...
Jun 25, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has updated its Fit and Proper Test guidance to reflect expanded delegation functions for investment dealers, mutual fund dealers, and associated individuals. The assessment evaluates registration suitability...
Jun 25, 2026 | News
Approved Persons and former Approved Persons affiliated with CIRO Dealer Members, can obtain their registration records by submitting a Registration Record Request Form to CIRO Registration Staff. Individuals may also authorize direct delivery of their records to a...
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