Oct 1, 2026 | News
The Canadian Investment Regulatory Organization’s (CIRO) 2026 Acceptable Institutions (AI) and Acceptable Counterparties (AC) database is now available online, helping Dealer Members code customer accounts under Form 1 definitions. The database is not exhaustive, and...
Sep 22, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its 2026 Annual Report, covering activities from April 1, 2025, to March 31, 2026. CIRO reported that it met all of its 2026 Annual Priorities while advancing key objectives under its Strategic Plan,...
Sep 14, 2026 | News
The Borden Ladner Gervais LLP (BLG) Investment Management Group has updated its Investment Fund Rules Book, to incorporate key National Instruments and policies governing Canadian investment funds and their managers, including amendments effective July 1, 2026. SEE...
Sep 9, 2026 | News
The Canadian Securities Administrators (CSA) has released a report examining the secure transfer of KYC data between financial institutions and fintechs. There was no consensus on the most effective implementation model. The CSA will monitor the federal government’s...
Sep 8, 2026 | News
The Ontario Securities Commission (OSC) has announced the members of its newly established Capital Markets Advisory Committee (CMAC). Created on a pilot basis, CMAC will serve as a senior-level advisory forum, providing strategic insight into key developments,...
Aug 19, 2026 | News
The Canadian Securities Administrators (CSA) has published its 2025–2026 Year in Review, covering activities from July 1, 2025, to June 30, 2026. The report highlights regulatory progress and key investor protection priorities, including strengthening the Ombudsman...
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