Jun 17, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has updated its guidance for mutual fund dealers, removing the requirement to separately notify CIRO of changes to trade, business, or style names. Since CIRO has accessed this information directly through the NRD...
Jun 11, 2026 | News
The Canadian Securities Administrators (CSA) announced final rule changes, requiring fund dealers to act as principal distributors only for funds within the same fund family. The changes aim to prevent the practice from expanding. Some provisions take effect October...
May 27, 2026 | News
Mutual fund dealers, advisors, and fund managers have 18 months to make the necessary changes to comply with the Canada Revenue Agency’s (CRA) enforcement of GST/HST on mutual fund trailing commissions. The CRA has announced that enforcement will begin on January 1,...
May 15, 2026 | News
The Canada Revenue Agency (CRA) will significantly delay the planned July 1, 2026 implementation of GST/HST on mutual fund trailing commissions. The CRA expects to publish a formal notice with revised timelines and enforcement details by the end of May 2026. The...
May 14, 2026 | News
The Ontario Securities Commission’s Registration, Inspections and Examinations Division (RIE) has published its fiscal 2026–2027 examination priorities. The RIE will explore and integrate artificial intelligence technologies to enhance examination processes, aiming to...
May 11, 2026 | News
On April 7, 2026, Quebec’s securities regulator, the Autorité des marchés financiers (AMF) published its Guideline for the Use of Artificial Intelligence. Effective May 1, 2027, the Guideline forms part of a broader push to regulate AI use in the financial sector at...
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