Jul 24, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has republished revised proposed rule amendments for public comment to modernize its account transfer requirements. The proposals, which update amendments first released on July 10, 2025 (Bulletin 25-0199), are...
Jul 23, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its annual Enforcement Report, outlining its enforcement activities over the past year, including complaint intake, investigations, and disciplinary proceedings involving dealers and approved persons...
Jul 16, 2026 | News
The Canadian Securities Administrators (CSA) is urging investment firms to strengthen their cybersecurity after a compliance review of 73 firms uncovered significant gaps. While larger firms generally had strong defences, the sweep found weaknesses in cybersecurity...
Jul 16, 2026 | News
FP Canada and the Rotman School of Management, University of Toronto, have launched the Financial Planning Business Essentials Program. The program combines financial planning technical education with business school instruction, meeting the education requirements for...
Jul 15, 2026 | News
Ontario will join the Canadian Securities Administrators’ (CSA) passport system, taking a long-awaited step toward harmonizing securities regulation across Canada. The change will improve capital market efficiency, reduce regulatory duplication and compliance costs,...
Jul 10, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed rule changes to harmonize advisor compensation by allowing all client-facing advisors to receive compensation through an incorporated business. The proposal marks a key milestone in CIRO’s 2027...
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