Apr 17, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed its final reforms to introduce a unified continuing education (CE) framework for fund and investment dealer representatives, aiming to strengthen industry proficiency standards. Public comments are...
Apr 8, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Priorities for fiscal year 2027 (April 1, 2026–March 31, 2027), outlining key actions aimed at strengthening investor protection, improving market integrity, and reinforcing confidence in...
Apr 2, 2026 | News
Effective April 1, 2026, CIRO gained expanded registration authority for mutual fund dealers and their representatives in British Columbia. This delegation, granted by the British Columbia Securities Commission, marks the final step in achieving nationwide...
Apr 1, 2026 | News
The Alberta Securities Commission (ASC) and the Canadian Investment Regulatory Organization (CIRO) will coordinate fees for one year ,to keep 2026 registration costs unchanged for Alberta-based investment professionals, offsetting a planned increase to maintain...
Mar 31, 2026 | News
The Ontario Securities Commission (OSC) is exploring plans to modernize its regulatory framework by introducing machine-readable rules. The proposal would convert existing regulations from formats like PDF and HTML into computer-friendly formats. According to the OSC,...
Mar 27, 2026 | News
Effective April 1, 2026, the Canadian Investment Regulatory Organization (CIRO) has partnered with Mintz Global Screening to carry out background checks for individual registration applications. Mintz Global Screening will conduct checks across Canada, the United...
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