Mar 25, 2024 | News
Ontario’s Financial Services Regulatory Authority (FSRA) has endorsed the Chartered Financial Planner designation offered by The Canadian Institute of Financial Planning (CIFP) as a qualified credential for individuals using the Financial Planner title in...
Mar 22, 2024 | News
The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) adopted a prospectus exemption that allow investors who do not meet the financial thresholds, to qualify as accredited investors based on their financial...
Mar 21, 2024 | News
The Canadian Investor Protection Fund (CIPF) has implemented amendments to the CIPF Investment Dealer Assessment Policy and CIPF Investment Dealer Assessment Appeal Procedures. The changes introduce the new CIPF Mutual Fund Dealer Introduced Assessment (MFD IAA) fee...
Mar 14, 2024 | News
The Canadian Sustainability Standards Board (CSSB) announced the release of its first proposed Canadian Sustainability Disclosure Standards (CSDS). The proposed standards aim to set a new benchmark for the disclosure of sustainability-related information. Comments are...
Mar 13, 2024 | News
CIRO has unveiled its 2024 Compliance Priorities Report, Helping Firms with Compliance, a guide for Member Firms to navigate regulatory demands, enhancing market integrity. This document outlines the key focus areas, aiming at bolstering investor protection and...
Mar 13, 2024 | News
The Canadian Securities Administrators (CSA) have officially expressed their support for the initiation of the Canadian Sustainability Standards Board’s (CSSB) consultation on the Canadian Sustainability Disclosure Standards 1 and 2. Canada’s first proposed...
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