“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA).
We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industry Opportunities
March 21/23- Chief Compliance & Risk Officer, BC
Attract compliance professionals to join your organization.
Contact the ACCP to add your job posting today!
Industy News
OSC has actioned most recommendations from recent OAG audit
According to a follow-up report from the Office of the Auditor General of Ontario, (OAG) the...
Regulatory challenges for fund industry similar in several countries
The Investment Funds Institute of Canada's (IFIC) recent annual leadership conference in Toronto,...
CSA proposes binding authority for dispute resolutions
The Canadian Securities Administrators (CSA) has sent out a notice to seek general feedback on a...
Saskatchewan seeks binding dispute resolution
The government in Saskatchewan introduced a bill that aims to boost investor protection, by...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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