“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industy News
CIRO Launches InnovateSafe Regulatory Technology Sandbox
The Canadian Investment Regulatory Organization (CIRO) has introduced InnovateSafe, a new...
CIRO Set to issue Final Consultation on Consolidated Proposed Dealer Rules by February 2026
The Canadian Investment Regulatory Organization (CIRO) plans to release the final version of its...
OSC Seeks Comment on 2026-2027 Statement of Priorities
The Ontario Securities Commission (OSC) has outlined its priorities for 2026–2027, seeking...
CSA Proposes Liquidity Risk Management Changes, Opens Consultation
The Canadian Securities Administrators (CSA) are proposing new rules to help investment funds...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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