The Canadian Investment Regulatory Organization’s (CIRO) has determined it will not proceed with proposals to allow mutual fund dealers the ability to offer discretionary accounts, managed accounts and order-execution-only accounts, as part of the rulebook...
The Canadian Council of Insurance Regulators (CCIR) issued a report, detailing a review of its oversight of the dispute-resolution providers in the insurance industry, after launching an external review of the oversight framework last year. The CCIR has committed to...
The Canadian Association of Pension Supervisory Authorities (CAPSA) issued two sets of guidance: A comprehensive new guidance on the design, operation and administration of capital accumulation plans, such as defined-contribution pensions, RRSPs, TFSAs, RESPs and...
Statistics Canada has published a report looking at the rise of artificial intelligence and how it will affect multiple industries. The report highlights financial services occupations in business, finance and insurance, are among industries most at risk, compared to...
The Canadian Investment Regulatory Organization’s (CIRO) Trading Review and Analysis team’s (TR&A) role is to conduct preliminary reviews of complaints, to determine a breach of the trading rules has occurred. If the TR&A team concludes that there is...
The Office of the Superintendent of Financial Institutions, (OSFI) announced consultations on two files: The public disclosure of cryptoasset exposures and the 2025 life insurance adequacy test (LICAT) guidelines. OSFI has published draft amendments to Pillar 3...
