Mar 17, 2025 | News
Members of CIRO Regional Councils invite Dealer Members to nominate candidates for election to the Regional Councils in each Region annually, where the Dealer Member has offices. Please submit completed Nomination forms along with the individual’s resume, no later...
Mar 13, 2025 | News
IIROC has developed a cybersecurity self-assessment tool (self-assessment tool) primarily for small and medium- sized dealer members. The purpose of the self-assessment tool is to help dealer members assess their own cybersecurity preparedness and identify areas of...
Mar 11, 2025 | News
The Alberta Securities Commission (ASC) and the Financial Consumer Services Commission of New Brunswick (FCSCNB) have issued investor alerts against a suspected crypto investment scam called “CanCap.” The allegedly fraudulent firm is not related to privately-owned...
Mar 7, 2025 | News
The Ontario Securities Commission (OSC) announced that it has delegated the registration function for firms registered as investment dealers, mutual fund dealers and futures commission merchants, and the individuals who act on their behalf, to the to the Canadian...
Mar 7, 2025 | News
FP Canada is announced a partnership with Aviso, a leading wealth services supplier, growing its continuing education (CE) business. Course accreditation fees for other CE providers will be raised. Some education providers say the result will be less choice and...
Mar 4, 2025 | News
The Investment Funds Institute of Canada’s (IFSE) educational arm, the IFSE Institute, will shut down on June 30, 2025. Students taking courses for mutual fund or exempt market proficiency, can register in equivalent courses with the Canadian Securities Institute....
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