CIRO’s webcast provides an overview of the conflicts of interest (COI) requirements in the Client Focused Reforms (CFR) that came into force on June 30, 2021. The webcast summarizes the joint regulatory sweep conducted by the Canadian Securities Administrators (CSA), IIROC, and the MFDA, of firms’ COI practices. This webcast is one of the two mandatory compliance credits for the MFD CE Program for the 2023-2025 cycle.
