Jan 29, 2025 | News
The Financial Services Regulatory Authority of Ontario (FSRA) has begun consulting on a proposed rule for managing general agents (MGAs). The new proposed rule aims to enhance consumer protection and strengthen oversight of MGAs. FSRA said in a notice of the rule that...
Jan 21, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) announced the mutual fund Dealer Members transition from the Member Event Tracking System, (METS) to the Complaints and Settlement Reporting System, (ComSet) effective February 24, 2025. Required reporting of...
Jan 10, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has introduced a funding initiative focused on supporting organizations dedicated to improving financial literacy and investor protection across Canada. The program seeks to empower non-profit and charitable...
Jan 9, 2025 | News
The RCMP announced the launch of a pilot national special advisory group, to provide real-time expert advice on investigations at the RCMP’s Integrated Market Enforcement Team (IMET) offices for a 12-month pilot period. The IMET teams that drive the investigations,...
Dec 24, 2024 | News
The Canadian Investment Regulatory Organization (CIRO) posted the 2025 Mutual Fund Dealer (MFD) Financial Filing Deadlines. MFDs are required to file an unaudited Form 1, no later than 20 business days after the month-end and an audited Form 1 no later than 90 days...
Dec 23, 2024 | News
The Canadian Investment Regulatory Organization (CIRO) posted the Monthly Financial Report (MFR) filing deadlines for 2025. The dates are based on a 20-business day reporting cycle, taking into consideration Canadian and Provincial statutory holidays. Delays in the...
Translate »
