Jul 17, 2025 | News
The Canadian Securities Administrators (CSA) is seeking public comment on enhanced details of its proposed framework for an independent dispute resolution service, giving the Ombudsman for Banking Services and Investments (OBSI) binding authority in disputes between...
Jul 14, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has released, for public comment, a set of proposed rule amendments aimed at modernizing requirements related to account transfers. The amendments aim to improve the efficiency, transparency, and consistency of...
Jul 11, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has introduced a new protocol to better align Canadian depositary receipts (CDRs) and single-stock Exchange-Traded Funds (ETFs) trading halts in Canada, with those in the U.S. listed on U.S. exchanges. CIRO will...
Jul 4, 2025 | News
Effective July 1, 2025, the Financial Services Regulatory Authority of Ontario (FSRA) has implemented a new licensing process for out-of-province insurance advisors, allowing them to begin working in Ontario almost immediately after submitting proof of a valid...
Jul 4, 2025 | News
Québec’s Autorité des marchés financiers (AMF) has issued draft guidelines on Artificial Intelligence (AI) risk management for financial institutions. Requirements include maintaining a central AI directory, regular risk assessments, customer consent for data use, and...
Jul 3, 2025 | News
As of July 1, 2025, the Ontario Securities Commission (OSC) can now electronically serve enforcement summonses, a move aligned with a 2021 recommendation by the Capital Markets Modernization Taskforce. This change comes as part of broader legislative updates to...
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