Dec 12, 2025 | News
The Canadian Securities Administrators (CSA), working with the Canadian Investment Regulatory Organization (CIRO), announced early results from a new program aimed at stopping fake investment websites that target Canadians. While the initiative results in the rapid...
Dec 11, 2025 | News
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) issued new guidance for financial content creators, or “finfluencers.” The guidance helps influencers and the firms they collaborate with navigate and comply with...
Dec 11, 2025 | News
The British Columbia Securities Commission (BCSC) released its annual compliance report, outlining key deficiencies. The report summarizes findings from reviews of registrants’ know-your-client (KYC), know-your-product (KYP) and suitability determination practices,...
Dec 10, 2025 | News
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have released the results of a second review of registrants’ compliance with the Client Focused Reforms (CFRs). This Phase 2 sweep assessed 105 firms’ compliance...
Dec 5, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has introduced InnovateSafe, a new regulatory sandbox that enables CIRO-regulated firms to test emerging products and technologies in a controlled, supervised environment. InnovateSafe will help firms develop...
Dec 4, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) plans to release the final version of its proposed consolidated rulebook in February 2026 and will extend the public comment period. The organization will allow a 120-day comment period, giving dealers additional...
Translate »
