Jul 2, 2025 | News
Effective July 1, 2025, new Quebec legislation governing complaint handling came into force. This legislation applies to CIRO Dealers operating in Quebec and establishes new obligations regarding the treatment and resolution of client complaints. To support...
Jun 30, 2025 | News
The Canadian Investor Protection Fund (CIPF) has announced the release of its 2024 Annual Report, marking a significant milestone with the completion of its first post-merger 3-Year Strategic Plan. The report outlines progress made, strategic initiatives undertaken,...
Jun 30, 2025 | News
The Canadian Securities Administrators (CSA) have released proposed amendments that would prohibit the use of chargebacks in the distribution of investment funds offered by prospectus. These proposed changes are currently open for public comment, during a 90-day...
Jun 28, 2025 | News
The Canadian Securities Administrators (CSA) has released its 2025–2028 Business Plan, outlining strategic priorities. Key focus areas include combating online investment fraud, strengthening oversight of crypto assets, and adapting to emerging technologies. The...
Jun 27, 2025 | News
The Autorité des marchés financiers (AMF) launched a consultation on proposed changes to fees and penalties under Québec’s Securities Act and Derivatives Act. Based on its cost-recovery model, the AMF aims to align fees with evolving market conditions. The AMF is...
Jun 27, 2025 | News
To help harmonize registration processes for CIRO members across Canada, the Autorité des marchés financiers (AMF) will delegate additional registration functions – including the registration of investment dealers, mutual fund dealers, derivatives dealers, and...
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