Aug 15, 2025 | News
The Canadian Securities Administrators (CSA) has released its annual Year in Review report, showcasing its ongoing efforts to promote innovation in capital markets while safeguarding investors. Over the past year, the CSA issued 1,011 investor alerts, cautions, and...
Aug 14, 2025 | News
Fitch Learning announced that it has acquired the Canadian Securities Institute (CSI) and Moody’s Analytics Learning Solutions, expanding its global financial training portfolio. The terms were not disclosed. The deal is expected to close in Q4 2025, pending...
Aug 12, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) is proposing new guidance allowing order execution only (OEO) dealers to share more information and tools with do-it-yourself investors. The guidance aims to curb reliance on unregulated sources like social media...
Aug 7, 2025 | News
The Canadian Investment Regulatory Organization (CIRO), has announced that effective August 8, 2025, Quali-T HR Services and Solutions will handle criminal background checks for candidates residing in Quebec, and applying for securities registration. SEE...
Jul 25, 2025 | News
The Ontario Securities Commission’s Registration (OSC) Inspections and Examinations Division, (RIE) has announced its 2025 priorities. Key focus areas include artificial intelligence, (AI) cybersecurity, sales practices at financial institutions, and know-your-product...
Jul 22, 2025 | News
To support its shift from a course-centric model to an assessment-centric model, the Canadian Investment Regulatory Organization (CIRO) is publishing more syllabi and practice exams, designed to help education providers develop preparatory courses and to support...
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