6-Part CFR Series: Preparing For The Client-Focused Reforms

“6-Part CFR Series: Preparing For The Client-Focused Reforms” – Susan Silma Don’t miss out! Susan’s 6-part CFR series tackles multiple areas of client focused reforms, from KYP to KYC, working with vulnerable clients, evidencing...

Grow Your Business Using the CFRs

“Grow Your Business Using the CFRs” By Ellen Bessner BABIN BESSNER SPRY LLP A fresh look at client focused reforms, Ellen encourages advisors to embrace the new rules, and not miss out on business growth possibilities and opportunities to improve their...

OPTIONAL MFDA CE ACTIVITIES

2021 MFDA Member Regulation Webcast – Available until: December 1, 2023 CE Credits: 1.5 Business Conduct Credit Language: English Description: Provides guidance to Members on: Client Focused Reforms – Conflicts of Interest, Continuing Education, Trusted Contact...

ACCP Donates $5000 to Help Canadians In Need

The ACCP recently made a $4000 donation to Food Banks Canada, and a $1000 donation to the Canadian Red Cross in an offering of support for those most in need during COVID-19. With members across Canada, the ACCP is an organization of Canadian compliance professionals...

Balancing compliance with the client experience

“Balancing compliance with the client experience” – Susan Silma There are various steps advisors can take to ensure a positive client experience while still being compliant. While some advisors believe that regulations and compliance interferes or...
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