Nov 30, 2022 | News
The Incentive Management Guideline is a joint CCIR and CISRO guidance that provides additional details complementing the Conduct of Insurance Business and Fair Treatment of Customers guidance (“FTC Guidance”) released in September 2018. Read More
Nov 28, 2022 | News
FSRA is proposing changes to the rule that governs the way it assesses and collects fees from the sectors it regulates. This is to align with FSRA’s updated Fee Rule vision and principles, such as fairness, consistency, and transparency. The Proposed Fee Rule will...
Nov 25, 2022 | News
The Financial Services Regulatory Authority of Ontario (FSRA) is taking steps to better protect customers by proposing to eliminate deferred sales charges (DSC) on new segregated fund contracts, and restricting their use on existing ones. DSCs are sales charges that...
Nov 15, 2022 | News
Recently, the ACCP made a monetary donation to Food Banks Canada. With members across Canada, the ACCP is an organization of Canadian compliance professionals and a community of engaged and concerned citizens. We are proud to support a very special cause like Food...
Nov 14, 2022 | News
“Set your client-advisor relationships up for success” By Ellen Bessner BABIN BESSNER SPRY LLP Clients need to meet advisors half way and here’s how – Ellen provides insight into how to maintain a successful client-advisor relationship, why...
Nov 2, 2022 | News
The Sound Commercial Practices Guideline sets out the AMF’s expectations for ensuring that financial institutions establish practices aimed at making the fair treatment of clients a core component of their corporate culture, thereby protecting consumers from the...
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