Oct 10, 2023 | News
The Ontario Securities Commission (OSC) published a report titled: “Artificial Intelligence in Capital Markets: Exploring Use Cases in Ontario”, which examines the current state of artificial intelligence (AI) in capital markets. The purpose of the report is to...
Oct 5, 2023 | News
The Quebec government and the Autorité des marchés financiers (AMF) have approved a delegation of powers to CIRO. The delegation of powers allows CIRO to act as the organization registering dealing representatives of mutual fund dealers and conducting compliance...
Oct 4, 2023 | News
In May 2021, the CSA proposed revisions that would reduce duplicative reporting and combine financial statements and annual information form filings into a single reporting document. In April 2022, the CSA published a proposed electronic access model, to assess...
Sep 25, 2023 | News
CIRO released its first Annual Report since the amalgamation of the MFDA and IIROC. The report outlines the significant progress made on its first year Priorities and highlights how CIRO has continued to support Canadians by protecting investors, fostering healthy...
Sep 22, 2023 | News
The CSA is proposing to introduce a prospectus regime, for so-called well-known seasoned issuers (WKSIs), which would allow mature companies that meet certain conditions, to issue securities without undergoing regulatory reviews. The proposal is out for a 90-day...
Sep 20, 2023 | News
The Financial Services Regulatory Authority of Ontario (FSRA) released its final fee rule, which governs how the regulator assesses and collects fees from the sectors it regulates. The rule includes the fee calculations for credentialing bodies under the province’s...
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