Feb 28, 2025 | News
CIRO’s Dealer Rules, require dealers to provide CIRO with written notice, prior to any material changes to their business activities. A webcast outlining these tools and their benefits will also be made available soon. SEE MORE
Feb 21, 2025 | News
The Office of the Superintendent of Financial Institutions (OSFI) released final guidance that sets out its approach to the treatment of banks’ crypto holdings in terms of both regulatory capital and liquidity requirements. The new guidance on crypto disclosure...
Feb 19, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) is working to help investment dealers, keen to take part in the federal government’s effort to facilitate banking sector innovation through “open banking,” expected to launch in early 2026. CIRO aims to clarify...
Feb 3, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Compliance Report 2025, providing guidance on emerging challenges, helping dealers align their risk-management and supervisory efforts with regulatory expectations. The report highlights...
Feb 1, 2025 | News
The Investment Funds Institute of Canada (IFIC) released its 2024 Investment Funds Report, offering data and comprehensive analysis of mutual fund and ETF sales and assets under management as well as industry trends. SEE MORE
Jan 31, 2025 | News
The Canadian Securities Administrators (CSA) approved the Canadian Investment Regulatory Organization’s (CIRO) proposed new integrated fee model. The new integrated model is being adopted to introduce, a consistent and harmonized approach to collecting fees. The new...
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