Apr 30, 2026 | News
The Canadian Securities Administrators (CSA) has issued a temporary blanket order that exempts firms and individuals from submitting certain personal information required under National Instrument 33-109. The change removes information no longer needed for identity...
Apr 29, 2026 | News
The Canadian Securities Administrators (CSA) published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF). The report evaluates the effectiveness, efficiency, and fairness of its regulatory processes, focusing on corporate governance and...
Apr 28, 2026 | News
The Portfolio Management Association of Canada (PMAC) and Canadian Securities Administrators’ (CFA) are calling on Ontario to join the CSA passport system, noting it is now the only province after rejecting the model in 2007. They argue Ontario’s stance conflicts with...
Apr 23, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) is updating the general notes and definitions in its Mutual Fund Dealer Rules (MFDR) Form 1 and Investment Dealer and Partially Consolidated (IDPC) Form 1. The amendments clarify accounting options available to...
Apr 17, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed its final reforms to introduce a unified continuing education (CE) framework for fund and investment dealer representatives, aiming to strengthen industry proficiency standards. Public comments are...
Apr 8, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Priorities for fiscal year 2027 (April 1, 2026–March 31, 2027), outlining key actions aimed at strengthening investor protection, improving market integrity, and reinforcing confidence in...
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