CSA Flags Cybersecurity Gaps, Updates Guidance

The Canadian Securities Administrators (CSA) is urging investment firms to strengthen their cybersecurity after a compliance review of 73 firms uncovered significant gaps. While larger firms generally had strong defences, the sweep found weaknesses in cybersecurity...

Rotman Latest Tech Education Provider for CFP Designation

FP Canada and the Rotman School of Management, University of Toronto, have launched the Financial Planning Business Essentials Program. The program combines financial planning technical education with business school instruction, meeting the education requirements for...

Ontario Reaffirms Commitment to Join CSA Passport System

Ontario will join the Canadian Securities Administrators’ (CSA) passport system, taking a long-awaited step toward harmonizing securities regulation across Canada. The change will improve capital market efficiency, reduce regulatory duplication and compliance costs,...

CIRO Consultation Focuses on Harmonizing Advisor Compensation Rules

The Canadian Investment Regulatory Organization (CIRO) has proposed rule changes to harmonize advisor compensation by allowing all client-facing advisors to receive compensation through an incorporated business. The proposal marks a key milestone in CIRO’s 2027...

ON Proposes Insurance Act Changes to Preserve L&H MGA Licensing

Following the Financial Services Regulatory Authority of Ontario’s (FSRA) February 2026 decision to pause Rule 2025-001, Ontario’s Ministry of Finance is consulting on proposed Insurance Act amendments that would narrow the definition of life and health managing...
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