Aug 10, 2026 | News
The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) have issued Staff Notice 81-339, providing guidance on the marketing and sale of exchange-traded funds (ETFs) listed on foreign exchanges but not Canadian exchanges....
Aug 7, 2026 | News
The Office of the Superintendent of Financial Institutions (OFSI) issued a bulletin warning financial institutions about growing technology, cybersecurity, and operational risks associated with generative and agentic AI. The bulletin urges financial institutions to...
Jul 30, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) published a proposed Crypto Trading Platform Regulation Fee Model, to recover crypto market surveillance costs through an activity-based system. The public comment period is open until September 28, 2026, with the...
Jul 24, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has republished revised proposed rule amendments for public comment to modernize its account transfer requirements. The proposals, which update amendments first released on July 10, 2025 (Bulletin 25-0199), are...
Jul 23, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its annual Enforcement Report, outlining its enforcement activities over the past year, including complaint intake, investigations, and disciplinary proceedings involving dealers and approved persons...
Jul 20, 2026 | News
The British Columbia Securities Commission’s (BCSC) 2025 Annual Compliance Report Card highlights recurring compliance deficiencies identified through 21 reviews, with policies and procedures manuals ranking highest at 19 per cent, followed by KYC and suitability, and...
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