Apr 28, 2026 | News
The Portfolio Management Association of Canada (PMAC) and Canadian Securities Administrators’ (CFA) are calling on Ontario to join the CSA passport system, noting it is now the only province after rejecting the model in 2007. They argue Ontario’s stance conflicts with...
Apr 23, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) is updating the general notes and definitions in its Mutual Fund Dealer Rules (MFDR) Form 1 and Investment Dealer and Partially Consolidated (IDPC) Form 1. The amendments clarify accounting options available to...
Apr 17, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed its final reforms to introduce a unified continuing education (CE) framework for fund and investment dealer representatives, aiming to strengthen industry proficiency standards. Public comments are...
Apr 8, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Priorities for fiscal year 2027 (April 1, 2026–March 31, 2027), outlining key actions aimed at strengthening investor protection, improving market integrity, and reinforcing confidence in...
Apr 2, 2026 | News
Effective April 1, 2026, CIRO gained expanded registration authority for mutual fund dealers and their representatives in British Columbia. This delegation, granted by the British Columbia Securities Commission, marks the final step in achieving nationwide...
Apr 1, 2026 | News
The Alberta Securities Commission (ASC) and the Canadian Investment Regulatory Organization (CIRO) will coordinate fees for one year ,to keep 2026 registration costs unchanged for Alberta-based investment professionals, offsetting a planned increase to maintain...
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