Feb 24, 2026 | News
The Financial Services Regulatory Authority of Ontario (FSRA) has paused its plan to finalize a rule creating a licensing regime for Life and Health Managing General Agents, originally scheduled to take effect on June 1, 2026. The Government of Ontario will announce...
Feb 18, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Compliance Report, highlighting emerging compliance challenges facing dealers and offering guidance on how to address them. The report helps firms strengthen supervision and risk management...
Feb 13, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed ending its dual registration framework, allowing investment dealers to run mutual fund divisions without separate mutual fund dealer registration. The proposals are open for public comment until June...
Feb 12, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its proposed consolidated dealer rules for final comment, presenting a single harmonized rulebook following a five-phase consultation process. The framework aims to reduce regulatory arbitrage, align...
Feb 12, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released details of InnovateSafe, a new regulatory sandbox designed to help eligible firms test innovative products, services, and technologies under regulatory oversight. SEE MORE
Feb 11, 2026 | News
The The Insurance Council of British Columbia (ICBC) is consulting on new licensing rules for 18 types of businesses that sell insurance incidentally, including mortgage brokers and auto dealers. The regulation, effective Jan. 1, 2027, will expand licensing beyond...
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