The Canadian Investment Regulatory Organization (CIRO) is proposing amendments to the client reporting requirements in CIRO Rules. The proposals aim to harmonize its cost reporting rules with the Canadian Securities Administrators (CSA) new total cost reporting rules....
The Ontario Securities Commission (OSC) has published a new report, Gamification Revisited: New Experimental Findings in Retail Investing that studied the impact of gamification on investors. The OSC also launched a new tool, GetSmarterAboutTrading.ca, allowing users...
The Ontario Securities Commission (OSC) published a report exploring the use of artificial intelligence (AI) in Ontario’s capital markets. The report highlights current AI use cases, benefits and challenges, and aims to raise awareness of both the opportunities and...
FP Canada and the Institute of Financial Planning, have introduced a new streamlined process, allowing Certified Financial Planner (CFP) professionals to seek the Financial Planner F.Pl. designation to practice in Quebec, while F.Pl. holders can pursue CFP...
The Ontario Securities Commission (OSC) issued a report titled Insights on the OSC Staff’s Approach to Sustainable Finance. The report outlines the OSC’s future plans and its ongoing work in sustainable finance. The OSC’s approach aims to provide insight...
The Canadian Investment Regulatory Organization (CIRO) is warning investors of the increased frequency of fraudsters impersonating CIRO. The fraudsters claim to be a CIRO employee and offering to assist investors in recovering funds that have been lost in previous...
