Apr 16, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) is seeking applications for membership on the Proficiency Committee. The mandate of the Committee is to advise CIRO on matters relating to proficiency policy and operations. This includes matters relating to...
Apr 15, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has published the Office of the Investor – Year in Review. The Office of the Investor is responsible for researching investor attitudes, behaviours and experiences, delivering investor education, bringing the...
Apr 15, 2025 | News
In support of its proposed proficiency model, the Canadian Investment Regulatory Organization (CIRO) is publishing the Canadian Investment Regulatory Exam (CIRE) syllabus and practice exam, as a tool for education providers who may decide to offer preparatory courses...
Apr 14, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) will be issuing a mandatory data request to investment dealers and mutual fund dealers to provide detailed information on the investments held by their retail clients as December 31, 2026. More details on the...
Apr 10, 2025 | News
CIRO released its Annual Public Priorities for Fiscal Year 2026 (April 1, 2025 to March 31, 2026). The Annual Priorities CIRO is focused on are developed across three key themes: Integration, Regulatory Delivery and Operations and Strategic Objectives. CIRO’s 2026...
Apr 10, 2025 | News
Investor advocates are calling on Canadian Securities Administrators (CSA) regulators to ban advisor chargebacks and revise the principal distributor model in Canada’s mutual fund market. Principal distributors are investment dealers that receive exclusive rights to...
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