May 16, 2025 | News
The government of Ontario has proposed new legislation to enhance the powers of the Canadian Investment Regulatory Organization (CIRO). If passed, Ontario will join Alberta, Newfoundland and Labrador, New Brunswick, Nova Scotia, Prince Edward Island, and Quebec,...
May 13, 2025 | News
At their recent summit, the International Financial Brokers of Canada (IFBC) offered best practices for advisors. Amid higher regulatory fines and stricter monitoring, tips to advisors include documenting each client interaction, staying within their practice area and...
May 7, 2025 | News
The Ontario Securities Commission (OSC) published the results of research carried out by its staff, to analyze the discussions of Artificial Intelligence (AI) tools in regulatory filings. The results of the analysis showed the number of issuers discussing AI in their...
Apr 29, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) is warning investors about fraudulent websites promoting Guaranteed Investment Certificate (GIC) offers. Individuals who engage with these websites, risk serious financial loss. CIRO recommends that investors...
Apr 22, 2025 | News
To assist in the future use of discretion to help fund managers set their funds’ investment risk classifications, the Canadian Securities Administrators (CSA) issued new guidance, which recommends that fund managers adopt specific policies and procedures on risk...
Apr 18, 2025 | News
The Canadian Securities Administrators (CSA) are adopting changes to the fund rules for crypto investment funds. The rules will now spell out criteria for the types of cryptoassets that regulated investment funds are allowed to hold. The rules will also establish...
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