Dec 11, 2025 | News
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) issued new guidance for financial content creators, or “finfluencers.” The guidance helps influencers and the firms they collaborate with navigate and comply with...
Dec 10, 2025 | News
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have released the results of a second review of registrants’ compliance with the Client Focused Reforms (CFRs). This Phase 2 sweep assessed 105 firms’ compliance...
Dec 5, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) has introduced InnovateSafe, a new regulatory sandbox that enables CIRO-regulated firms to test emerging products and technologies in a controlled, supervised environment. InnovateSafe will help firms develop...
Dec 4, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) plans to release the final version of its proposed consolidated rulebook in February 2026 and will extend the public comment period. The organization will allow a 120-day comment period, giving dealers additional...
Dec 1, 2025 | News
The Ontario Securities Commission (OSC) has outlined its priorities for 2026–2027, seeking comments by January 12, 2026. The plan targets emerging risks like AI and crypto, boosts investor protection with a new ombudsman service and tighter sales oversight, and aims...
Nov 28, 2025 | News
The Canadian Securities Administrators (CSA) are proposing new rules to help investment funds manage liquidity risk and meet investor redemption demands. Open for comment until March 27, 2026, the proposals would require funds to implement a liquidity risk management...
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