Feb 12, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released details of InnovateSafe, a new regulatory sandbox designed to help eligible firms test innovative products, services, and technologies under regulatory oversight. SEE MORE
Feb 11, 2026 | News
The The Insurance Council of British Columbia (ICBC) is consulting on new licensing rules for 18 types of businesses that sell insurance incidentally, including mortgage brokers and auto dealers. The regulation, effective Jan. 1, 2027, will expand licensing beyond...
Feb 3, 2026 | News
The Canadian Investment Regulatory organization (CIRO) will assume expanded regulatory authority over mutual fund dealer representatives in Québec, following the sanction of Bill 16, as announced by the Autorité des marchés financiers (AMF). The new functions will...
Jan 30, 2026 | News
The Canadian Securities Administrators (CSA) have approved the Canadian Investment Regulatory Organization’s (CIRO) proposed amendment to the Approved Person Fees component of the Annual Dealer Member Fee Model. The amendment increases the fee from $250 to $300 per...
Jan 29, 2026 | News
The Office of the Superintendent of Financial Institutions, (OSFI) has launched a nine-month consultation to update accountability and suitability standards for senior leaders at federally regulated financial institutions. The proposed principles-based framework aims...
Jan 23, 2026 | News
The Canada Revenue Agency (CRA) announced it will reverse its longstanding administrative position on the GST/HST treatment of trailing commissions, effective July 1, 2026. Under the new position, trailing commissions will be subject to GST/HST. Firms will need to...
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