Jan 29, 2026 | News
The Office of the Superintendent of Financial Institutions, (OSFI) has launched a nine-month consultation to update accountability and suitability standards for senior leaders at federally regulated financial institutions. The proposed principles-based framework aims...
Jan 23, 2026 | News
The Canada Revenue Agency (CRA) announced it will reverse its longstanding administrative position on the GST/HST treatment of trailing commissions, effective July 1, 2026. Under the new position, trailing commissions will be subject to GST/HST. Firms will need to...
Jan 22, 2026 | News
The Canadian Securities Administrators announced final amendments to streamline continuous disclosure requirements for investment funds, reducing regulatory burden while maintaining investor protections. Key changes include conflict-of-interest reporting exemptions,...
Jan 10, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) unveiled its proficiency model, shifting from the traditional course-based system to a competency-focused assessment approach. It is now administering the first official exams under this new model through a...
Jan 9, 2026 | News
Canadian securities regulators approved the first phase of amendments to the CIRO continuing education requirements. The amendments affect CE programs under CIRO’s Investment Dealer, Partially Consolidated, and Mutual Fund Dealer rules with minimal impact firms and...
Jan 7, 2026 | News
The Financial and Consumer Services Commission of New Brunswick (FCNB) announced that, starting January 1, 2026, New Brunswick will require anyone using the title financial advisor or financial planner to meet new standards and undergo supervision by approved...
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