Feb 13, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed ending its dual registration framework, allowing investment dealers to run mutual fund divisions without separate mutual fund dealer registration. The proposals are open for public comment until June...
Feb 12, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its proposed consolidated dealer rules for final comment, presenting a single harmonized rulebook following a five-phase consultation process. The framework aims to reduce regulatory arbitrage, align...
Feb 12, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released details of InnovateSafe, a new regulatory sandbox designed to help eligible firms test innovative products, services, and technologies under regulatory oversight. SEE MORE
Feb 11, 2026 | News
The The Insurance Council of British Columbia (ICBC) is consulting on new licensing rules for 18 types of businesses that sell insurance incidentally, including mortgage brokers and auto dealers. The regulation, effective Jan. 1, 2027, will expand licensing beyond...
Feb 3, 2026 | News
The Canadian Investment Regulatory organization (CIRO) will assume expanded regulatory authority over mutual fund dealer representatives in Québec, following the sanction of Bill 16, as announced by the Autorité des marchés financiers (AMF). The new functions will...
Jan 30, 2026 | News
The Canadian Securities Administrators (CSA) have approved the Canadian Investment Regulatory Organization’s (CIRO) proposed amendment to the Approved Person Fees component of the Annual Dealer Member Fee Model. The amendment increases the fee from $250 to $300 per...
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