Nov 25, 2022 | News
The Financial Services Regulatory Authority of Ontario (FSRA) is taking steps to better protect customers by proposing to eliminate deferred sales charges (DSC) on new segregated fund contracts, and restricting their use on existing ones. DSCs are sales charges that...
Nov 15, 2022 | News
Recently, the ACCP made a monetary donation to Food Banks Canada. With members across Canada, the ACCP is an organization of Canadian compliance professionals and a community of engaged and concerned citizens. We are proud to support a very special cause like Food...
Nov 14, 2022 | News
“Set your client-advisor relationships up for success” By Ellen Bessner BABIN BESSNER SPRY LLP Clients need to meet advisors half way and here’s how – Ellen provides insight into how to maintain a successful client-advisor relationship, why...
Nov 2, 2022 | News
The Sound Commercial Practices Guideline sets out the AMF’s expectations for ensuring that financial institutions establish practices aimed at making the fair treatment of clients a core component of their corporate culture, thereby protecting consumers from the...
Oct 24, 2022 | News
Fraudsters are targeting people with quick high-return schemes based outside of...
Oct 24, 2022 | News
Fraudsters are using the fear of current economic conditions to target victims by posing as government departments or...
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