AMF proposes changes to fees and penalties in Québec

The Autorité des marchés financiers (AMF) launched a consultation on proposed changes to fees and penalties under Québec’s Securities Act and Derivatives Act. Based on its cost-recovery model, the AMF aims to align fees with evolving market conditions. The AMF is...

AMF announces delegation of registration functions to CIRO

To help harmonize registration processes for CIRO members across Canada, the Autorité des marchés financiers (AMF) will delegate additional registration functions – including the registration of investment dealers, mutual fund dealers, derivatives dealers, and...

CIRO Releases 2025 Enforcement Report

The Canadian Investment Regulatory Organization (CIRO) released its Fiscal Year 2025 Enforcement Report. The report emphasizes CIRO’s efforts to protect investors, enhance standards, and strengthen market integrity through fair, timely, and effective enforcement...

CSA launches a consultation on ETF reforms

The Canadian Securities Administrators (CSA) released a Consultation Paper outlining potential reforms to the regulatory framework governing exchange-traded funds (ETFs) in Canada. The CSA is exploring whether a separate, tailored ETF framework may be more...

IIAC announces name change

The Investment Industry Association of Canada (IIAC) has announced that effective immediately, its name has changed to the Canadian Forum for Financial Markets (CFFiM). The rebrand recognizes the trade association’s mandate to improve the competitiveness of the...

CIRO issues tip sheet on how to avoid fraud and scams

Along with their “How to Protect Yourself Against Fraud and Scams” brochure, the Canadian Investment Regulatory Organization (CIRO), issued a tip sheet on scams, to help raise awareness on the June 15, World Elder Abuse Awareness Day. SEE MORE
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