2021 MFDA Member Regulation Webcast – Available until: December 1, 2023 CE Credits: 1.5 Business Conduct Credit Language: English Description: Provides guidance to Members on: Client Focused Reforms – Conflicts of Interest, Continuing Education, Trusted Contact...
The ACCP recently made a $4000 donation to Food Banks Canada, and a $1000 donation to the Canadian Red Cross in an offering of support for those most in need during COVID-19. With members across Canada, the ACCP is an organization of Canadian compliance professionals...
“Balancing compliance with the client experience” – Susan Silma There are various steps advisors can take to ensure a positive client experience while still being compliant. While some advisors believe that regulations and compliance interferes or...
