FSRA is proposing changes to the rule that governs the way it assesses and collects fees from the sectors it regulates. This is to align with FSRA’s updated Fee Rule vision and principles, such as fairness, consistency, and transparency. The Proposed Fee Rule will...
The Financial Services Regulatory Authority of Ontario (FSRA) is taking steps to better protect customers by proposing to eliminate deferred sales charges (DSC) on new segregated fund contracts, and restricting their use on existing ones. DSCs are sales charges that...
Recently, the ACCP made a monetary donation to Food Banks Canada. With members across Canada, the ACCP is an organization of Canadian compliance professionals and a community of engaged and concerned citizens. We are proud to support a very special cause like Food...
“Set your client-advisor relationships up for success” By Ellen Bessner BABIN BESSNER SPRY LLP Clients need to meet advisors half way and here’s how – Ellen provides insight into how to maintain a successful client-advisor relationship, why...
The Sound Commercial Practices Guideline sets out the AMF’s expectations for ensuring that financial institutions establish practices aimed at making the fair treatment of clients a core component of their corporate culture, thereby protecting consumers from the...
