In May 2021, the CSA proposed revisions that would reduce duplicative reporting and combine financial statements and annual information form filings into a single reporting document. In April 2022, the CSA published a proposed electronic access model, to assess...
CIRO released its first Annual Report since the amalgamation of the MFDA and IIROC. The report outlines the significant progress made on its first year Priorities and highlights how CIRO has continued to support Canadians by protecting investors, fostering healthy...
The CSA is proposing to introduce a prospectus regime, for so-called well-known seasoned issuers (WKSIs), which would allow mature companies that meet certain conditions, to issue securities without undergoing regulatory reviews. The proposal is out for a 90-day...
The Financial Services Regulatory Authority of Ontario (FSRA) released its final fee rule, which governs how the regulator assesses and collects fees from the sectors it regulates. The rule includes the fee calculations for credentialing bodies under the province’s...
CIRO values consultation with Dealer Members to help understand issues and develop thoughtful, meaningful and practical resolutions as they work towards the effective delivery of their regulatory mandate and is seeking greater mutual fund dealer participation in the...
On June 22, 2023, Parliament passed Bill C-47, the Budget Implementation Act, which expands OSFI’s mandate. OSFI issued a letter to industry on next steps to implement the new provisions which relate to integrity or security and address financial risks and emerging...
