May 26, 2024 | News
The Financial and Consumers Services Commission of New Brunswick (FCNB) has developed a free e-learning module, designed to help New Brunswickers develop awareness of the signs and ways to prevent financial exploitation. FCNB has a number of online resources to help...
May 24, 2024 | News
The Designated Financial Services Advisor (DFSA) credential is no longer an approved credential for the “financial advisor” title in Ontario. The Canadian Securities Institute (CSI) requested that the Financial Services Regulatory Authority of Ontario (FSRA) remove...
May 23, 2024 | News
The Office of the Superintendent of Financial Institutions (OSFI) has released its Annual Risk Outlook for 2024-2025, which identifies key risks OSFI perceives as threats to Canada’s financial system in the coming year. The Annual Risk Outlook has identified...
May 22, 2024 | News
FP Canada has updated its Standards of Professional Responsibility with two new conduct rules. The first new rule is related to naming of a Trusted Contact Person (TCP). The second new rule is related to Conflicts of Interest, specifically prohibiting financial...
May 17, 2024 | News
The Canadian Securities Administrators’ (CSA) Staff Notice 81-334, provides guidance on the disclosure of investment funds as along with guidance relating to a new fund classification – the ESG Limited Consideration Fund. The Notice also clarifies the CSA’s view...
May 14, 2024 | News
CIRO has released a new webcast highlighting the CIRO Compliance Priorities Report for 2024. The webcast covers topics such as Client Focused Reforms, upcoming changes to the compliance program, cybersecurity, along with many other topics. Investment Dealer webcast...
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