Nov 28, 2025 | News
The Canadian Securities Administrators (CSA) are proposing new rules to help investment funds manage liquidity risk and meet investor redemption demands. Open for comment until March 27, 2026, the proposals would require funds to implement a liquidity risk management...
Nov 27, 2025 | News
On November 27, 2025, the CSA announced it will end the temporary exemption that let exempt market dealers (EMDs) join selling groups in prospectus offerings. By October 20, 2025, only three EMDs filed the required forms, and only two joined two offerings each. The...
Nov 21, 2025 | News
The Ontario Securities Commission (OSC) is seeking feedback on expanding retail access to illiquid, long-term asset funds, including disclosure challenges and barriers to holding them in RRSPs. The OSC also released consultation findings on its long-term asset fund...
Nov 20, 2025 | News
The Canadian Council of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory Organizations (CISRO) issued segregated funds guidance, setting national expectations for insurers, intermediaries, agents, and MGAs. The guidance addresses gaps in...
Nov 18, 2025 | News
Advocis warns that the Financial Services Regulatory Authority of Ontario’s (FSRA) plans to reclassify thousands of small advisory firms as “Managing General Agents,” (MGA) adding fees and compliance rules that could raise costs and limit access to advice. The group...
Nov 17, 2025 | News
The CSA will raise system fees for the National Registration Database (NRD) over five years starting November 28, 2025. The increases are needed to fund national system operations, but no new fees will be added. The amendments simply raise the total fees collected,...
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