Sep 25, 2024 | News
The Ontario Securities Commission (OSC) has released ‘Artificial Intelligence and Retail Investing: Scams and Effective Countermeasures,’. The study found AI-enhanced scams pose greater risks to investors than conventional scams, as it enables schemes involving...
Sep 24, 2024 | News
CIRO has provided an update on their website consolidation project. The Member sections of the legacy MFDA and IIROC and the Markets section found on the IIROC website, have been migrated. Member-related content has been organized into two sections: For Firms and For...
Sep 24, 2024 | News
CIRO’s webcast provides an overview of the conflicts of interest (COI) requirements in the Client Focused Reforms (CFR) that came into force on June 30, 2021. The webcast summarizes the joint regulatory sweep conducted by the Canadian Securities Administrators...
Sep 23, 2024 | News
In keeping pace with the U.S. market reforms, the Canadian Investment Regulatory Organization (CIRO) and the Canadian Securities Administrators (CSA) have initiated a process to evaluate their potential impact on the Canadian equity market structure following the...
Sep 20, 2024 | News
The Canadian Securities Administrators (CSA) have released a series of proposed amendments for public comment, aimed to improve reporting to investors while also easing the regulatory burden on the industry. The focus is to improve the quality of information provided...
Sep 19, 2024 | News
The Canadian Investment Regulatory Organization (CIRO) has just published its second annual report, Annual Report for 2023-2024, along with its inaugural Investor Advisory Panel (IAP) Annual Report, highlighting the achievements and strategic initiatives for 2023-24....
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