CIRO has provided an update on their website consolidation project. The Member sections of the legacy MFDA and IIROC and the Markets section found on the IIROC website, have been migrated. Member-related content has been organized into two sections: For Firms and For...
CIRO’s webcast provides an overview of the conflicts of interest (COI) requirements in the Client Focused Reforms (CFR) that came into force on June 30, 2021. The webcast summarizes the joint regulatory sweep conducted by the Canadian Securities Administrators...
In keeping pace with the U.S. market reforms, the Canadian Investment Regulatory Organization (CIRO) and the Canadian Securities Administrators (CSA) have initiated a process to evaluate their potential impact on the Canadian equity market structure following the...
The Canadian Securities Administrators (CSA) have released a series of proposed amendments for public comment, aimed to improve reporting to investors while also easing the regulatory burden on the industry. The focus is to improve the quality of information provided...
The Canadian Investment Regulatory Organization (CIRO) has just published its second annual report, Annual Report for 2023-2024, along with its inaugural Investor Advisory Panel (IAP) Annual Report, highlighting the achievements and strategic initiatives for 2023-24....
The FP Canada Standards Council Conduct Review Panel (CRP) has published practice guidance for Certified Financial Planner (CFP) professionals and Qualified Associate Financial Planner (QAFP) professionals. The guidance addresses the responsibilities of CFP and QAFP...
