2023 Exemptions granted by CIRO

Each year, the Canadian Investment Regulatory Organization’s (CIRO) Board of Directors and staff, receive exemption requests from Investment Dealer and Partially Consolidated (IDPC) Rules, Mutual Fund Dealer (MFD) Rules, or Universal Market Integrity Rules...

CSA considering delegating certain registration functions to CIRO

The Canadian Securities Administrators (CSA) announced plans to explore delegating specific registration functions to the Canadian Investment Regulatory Organization (CIRO). The proposed delegation aims to enhance efficiency and reduce regulatory burdens. A...

OSC shifts registration duties to CIRO

The Ontario Securities Commission (OSC) has announced plans to delegate the registration function of investment dealers, mutual fund dealers and registrants of mutual fund dealers, to the Canadian Investment Regulatory Organization (CIRO). The registration of firms in...

CSA expanding electronic access to disclosure document delivery

The Canadian Securities Administrators (CSA) are reintroducing proposed rule changes to issuers’ use of electronic access to deliver continuous disclosure documents. The proposed rule changes, will expand to allow issuers’ continuous disclosure documents, including...

Rule changes to Quebec-regulated LIFs

The Government of Quebec approved rule changes to Quebec-regulated Life Income Fund (LIF) withdrawals, which will take effect on January 1, 2025. The changes include: no withdrawal limit for LIF owners aged 55 and older, no more transferring the difference between LIF...
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