IFIC reveals rebrand to SIMA

The Investment Funds Institute of Canada, (IFIC) is starting a new chapter of its story with a new name. Effective immediately, IFIC has its name to the Securities and Investment Management Association, (SIMA) reflecting an expanded mandate as the leading voice for...

CIRO Regional Councils – Call for Nomination

Members of CIRO Regional Councils invite Dealer Members to nominate candidates for election to the Regional Councils in each Region annually, where the Dealer Member has offices. Please submit completed Nomination forms along with the individual’s resume, no later...

CIRO Cybersecurity Self-Assessment Tool for Dealer Members

IIROC has developed a cybersecurity self-assessment tool (self-assessment tool) primarily for small and medium- sized dealer members. The purpose of the self-assessment tool is to help dealer members assess their own cybersecurity preparedness and identify areas of...

OSC delegates registration-related powers and duties to CIRO

The Ontario Securities Commission (OSC) announced that it has delegated the registration function for firms registered as investment dealers, mutual fund dealers and futures commission merchants, and the individuals who act on their behalf, to the to the Canadian...
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