Dec 4, 2025 | News
The Canadian Investment Regulatory Organization (CIRO) plans to release the final version of its proposed consolidated rulebook in February 2026 and will extend the public comment period. The organization will allow a 120-day comment period, giving dealers additional...
Dec 1, 2025 | News
The Ontario Securities Commission (OSC) has outlined its priorities for 2026–2027, seeking comments by January 12, 2026. The plan targets emerging risks like AI and crypto, boosts investor protection with a new ombudsman service and tighter sales oversight, and aims...
Nov 28, 2025 | News
The Canadian Securities Administrators (CSA) are proposing new rules to help investment funds manage liquidity risk and meet investor redemption demands. Open for comment until March 27, 2026, the proposals would require funds to implement a liquidity risk management...
Nov 27, 2025 | News
On November 27, 2025, the CSA announced it will end the temporary exemption that let exempt market dealers (EMDs) join selling groups in prospectus offerings. By October 20, 2025, only three EMDs filed the required forms, and only two joined two offerings each. The...
Nov 21, 2025 | News
The Ontario Securities Commission (OSC) is seeking feedback on expanding retail access to illiquid, long-term asset funds, including disclosure challenges and barriers to holding them in RRSPs. The OSC also released consultation findings on its long-term asset fund...
Nov 20, 2025 | News
The Canadian Council of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory Organizations (CISRO) issued segregated funds guidance, setting national expectations for insurers, intermediaries, agents, and MGAs. The guidance addresses gaps in...
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