“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industry Opportunities
March 1/24- Mitsubishi HC Capital Canada- Governance & Compliance team ENG | FR
Attract compliance professionals to join your organization.
Contact the ACCP to add your job posting today!
Industy News
FINTRAC warns of risky activity involving legal profession
The Financial Transactions and Reports Analysis Centre of Canada, (FINTRAC) has issued a special...
CIRO consults on proposed disgorgement distribution policy
The Canadian Investment Regulatory Organization (CIRO) is republishing for public comment, its...
CIRO unveils Phase 4 of the Rule Consolidation Project
The Canadian Investment Regulatory Organization (CIRO) has published Phase 4, of proposed...
OSFI publishes its 2023-24 Annual Report
The Office of the Superintendent of Financial Institutions (OSFI) published its 2023-24 Annual...