“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industy News
Quebec Bill 92 to bring mutual fund reps under CIRO
Quebec's Bill 92 proposes to combine the Chambre de la sécurité financière (CSF), currently...
IOSCO publishes final reports on finfluencers, online imitative trading and digital engagement practices
The International Organization of Securities Commissions, (IOSCO) published a trio of final...
OSC report highlights social media finfluencer harm
The rise of financial influencers on social media has caused concern with the Ontario Securities...
CIRO to get new powers in Ontario, if legislation passes
The government of Ontario has proposed new legislation to enhance the powers of the Canadian...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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