“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
2025 ACCP Conference
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industy News
GetSmarterAboutMoney (Video) Fraud Alert: Investment Fraud
There are many frauds and scams as fraudsters use this time of economic uncertainty to their...
GetSmarterAboutMoney (Video) Fraud Alert: Pump-and-Dump Scams
A pump-and-dump scam is a type of investment fraud. Fraudsters artificially increase the price of...
Questions to assess the best kept secret about KYC
Ellen explains how to assess client knowledge and support an advisor's recommendations so that...
CCIR and CISRO Release Discussion Paper on Upfront Compensation for Segregated Funds
The Canadian Council of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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