“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
2025 ACCP Conference
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industy News
Saskatchewan passes Bill 150, giving OBSI binding authority
Saskatchewan’s Bill 150, The Securities (Saskatchewan Investors Protection) Amendment Act, 2023,...
OSFI consults on updates to Liquidity Adequacy Requirements
The Office of the Superintendent of Financial Institutions (OSFI) is consulting on proposed...
FSRA seeks segregated fund disclosure of embedded costs
The Financial Services Regulatory Authority of Ontario (FSRA) has proposed a rule that will...
FCNB offers free e-learning financial abuse of older adults course
The Financial and Consumers Services Commission of New Brunswick (FCNB) has developed a free...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
Member
Login
Contact
Us
Financial Accounting Services provided by Wallington Chong LLP, Chartered Accountants.