“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
2025 ACCP Conference
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Industy News
CIRO releases Annual Priorities for Fiscal Year 2025
CIRO released its Annual Public Priorities for Fiscal Year 2025 (April 2024 – March 2025). The...
FSRA review shows compliance with seg fund DSC ban
The Financial Services Regulatory Authority of Ontario (FSRA) says the review of 54 information...
EMDs allowed to distribute prospectus offerings in 6 jurisdictions
A group of the country’s major securities regulators, (including Ontario, Quebec, Alberta, British...
OSC’s Investor Advisory Panel releases 2023 annual report
The Ontario Securities Commission’s (OSC) Investor Advisory Panel (IAP) has released its 2023...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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