“Grow Your Business Using the CFRs” By Ellen Bessner BABIN BESSNER SPRY LLP

A fresh look at client focused reforms, Ellen encourages advisors to embrace the new rules, and not miss out on business growth possibilities and opportunities to improve their client relationships.

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2021 MFDA Member Regulation Webcast – Available until: December 1, 2023

CE Credits: 1.5 Business Conduct Credit
Language: English

Description: Provides guidance to Members on: Client Focused Reforms – Conflicts of Interest, Continuing Education, Trusted Contact Persons and Temporary Holds, and Complaint Handling

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The ACCP recently made a $4000 donation to Food Banks Canada, and a $1000 donation to the Canadian Red Cross in an offering of support for those most in need during COVID-19. With members across Canada, the ACCP is an organization of Canadian compliance professionals and a community of engaged and concerned citizens. We have all experienced the impacts of this pandemic and would like to extend our heartfelt gratitude to our health care workers and non-profit organizations for their tireless work assisting our most vulnerable during this crisis. We are proud to join relief efforts by supporting two very special causes like Food Banks Canada, and the Canadian Red Cross. As Canadians we are strong and will continue to come together for one another as this pandemic evolves.

“Balancing compliance with the client experience” – Susan Silma

There are various steps advisors can take to ensure a positive client experience while still being compliant. While some advisors believe that regulations and compliance interferes or hinders the advisor-client relationship, Susan outlines how to find balance and even leverage compliance in an advisor’s practice.

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