The Canadian Investment Regulatory Organization (CIRO) is warning investors about fraudulent websites promoting Guaranteed Investment Certificate (GIC) offers. Individuals who engage with these websites, risk serious financial loss. CIRO recommends that investors...
To assist in the future use of discretion to help fund managers set their funds’ investment risk classifications, the Canadian Securities Administrators (CSA) issued new guidance, which recommends that fund managers adopt specific policies and procedures on risk...
The Canadian Securities Administrators (CSA) are adopting changes to the fund rules for crypto investment funds. The rules will now spell out criteria for the types of cryptoassets that regulated investment funds are allowed to hold. The rules will also establish...
The Canadian Investment Regulatory Organization (CIRO) is seeking applications for membership on the Proficiency Committee. The mandate of the Committee is to advise CIRO on matters relating to proficiency policy and operations. This includes matters relating to...
The Canadian Investment Regulatory Organization (CIRO) has published the Office of the Investor – Year in Review. The Office of the Investor is responsible for researching investor attitudes, behaviours and experiences, delivering investor education, bringing the...
In support of its proposed proficiency model, the Canadian Investment Regulatory Organization (CIRO) is publishing the Canadian Investment Regulatory Exam (CIRE) syllabus and practice exam, as a tool for education providers who may decide to offer preparatory courses...
