CSA offer fund managers guidance on fund risk ratings

To assist in the future use of discretion to help fund managers set their funds’ investment risk classifications, the Canadian Securities Administrators (CSA) issued new guidance, which recommends that fund managers adopt specific policies and procedures on risk...

CSA adopt changes to rules for crypto investment funds

The Canadian Securities Administrators (CSA) are adopting changes to the fund rules for crypto investment funds. The rules will now spell out criteria for the types of cryptoassets that regulated investment funds are allowed to hold. The rules will also establish...

CIRO calls for applications for Proficiency Committee

The Canadian Investment Regulatory Organization (CIRO) is seeking applications for membership on the Proficiency Committee. The mandate of the Committee is to advise CIRO on matters relating to proficiency policy and operations. This includes matters relating to...

CIRO publishes Office of the Investor – Year in Review

The Canadian Investment Regulatory Organization (CIRO) has published the Office of the Investor – Year in Review. The Office of the Investor is responsible for researching investor attitudes, behaviours and experiences, delivering investor education, bringing the...

CIRO publishes CIRE syllabus and practice exam

In support of its proposed proficiency model, the Canadian Investment Regulatory Organization (CIRO) is publishing the Canadian Investment Regulatory Exam (CIRE) syllabus and practice exam, as a tool for education providers who may decide to offer preparatory courses...

CIRO’s Retail Client Data Submission Project

The Canadian Investment Regulatory Organization (CIRO) will be issuing a mandatory data request to investment dealers and mutual fund dealers to provide detailed information on the investments held by their retail clients as December 31, 2026. More details on the...
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