Nov 21, 2024 | News
The Ontario Securities Commission (OSC) has announced plans to delegate the registration function of investment dealers, mutual fund dealers and registrants of mutual fund dealers, to the Canadian Investment Regulatory Organization (CIRO). The registration of firms in...
Nov 20, 2024 | News
The Canadian Securities Administrators (CSA) are reintroducing proposed rule changes to issuers’ use of electronic access to deliver continuous disclosure documents. The proposed rule changes, will expand to allow issuers’ continuous disclosure documents, including...
Nov 11, 2024 | News
The Government of Quebec approved rule changes to Quebec-regulated Life Income Fund (LIF) withdrawals, which will take effect on January 1, 2025. The changes include: no withdrawal limit for LIF owners aged 55 and older, no more transferring the difference between LIF...
Nov 8, 2024 | News
The Canadian Investment Regulatory Organization (CIRO) has selected Fitch Learning as its new service provider for Approved Persons of investment dealers. CIRO is working closely with the Canadian Securities Institute (CSI) to ensure a seamless transition to the new...
Nov 6, 2024 | News
The Ontario Securities Commission (OSC) released an annual Summary Report providing an overview of the activities of the Investment Management Division. Highlights include the OSC review of fund managers’ use of discretion in setting risk ratings and the analysis of...
Nov 1, 2024 | News
In its 2024 Fall Economic Statement, the Ontario government proposed the creation of a new licensing regime for life and health insurance intermediaries, such as managing general agents (MGAs). The government pledged new oversight aimed at enhancing consumer...
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