Oct 12, 2023 | News
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO), which comprise the Joint Regulators Committee (JRC) that oversees OBSI, published their latest Annual Report, detailing ongoing complaint trends and other...
Oct 10, 2023 | News
The Ontario Securities Commission (OSC) published a report titled: “Artificial Intelligence in Capital Markets: Exploring Use Cases in Ontario”, which examines the current state of artificial intelligence (AI) in capital markets. The purpose of the report is to...
Oct 5, 2023 | News
The Quebec government and the Autorité des marchés financiers (AMF) have approved a delegation of powers to CIRO. The delegation of powers allows CIRO to act as the organization registering dealing representatives of mutual fund dealers and conducting compliance...
Oct 4, 2023 | News
In May 2021, the CSA proposed revisions that would reduce duplicative reporting and combine financial statements and annual information form filings into a single reporting document. In April 2022, the CSA published a proposed electronic access model, to assess...
Sep 25, 2023 | News
CIRO released its first Annual Report since the amalgamation of the MFDA and IIROC. The report outlines the significant progress made on its first year Priorities and highlights how CIRO has continued to support Canadians by protecting investors, fostering healthy...
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