Mar 13, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has updated its guidance on order execution-only (OEO) account services, replacing Guidance Note 3400-21-003. The revised rules introduce changes in response to the continued growth of do-it-yourself (DIY)...
Feb 26, 2026 | News
CRKhoury (CRK) is conducting an independent review of the mandates and operations of the Ombudsman for Banking Services and Investments. A dedicated review website has been launched to share information and updates. Stakeholders can submit feedback by April 3, 2026....
Feb 24, 2026 | News
The Financial Services Regulatory Authority of Ontario (FSRA) has paused its plan to finalize a rule creating a licensing regime for Life and Health Managing General Agents, originally scheduled to take effect on June 1, 2026. The Government of Ontario will announce...
Feb 18, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Compliance Report, highlighting emerging compliance challenges facing dealers and offering guidance on how to address them. The report helps firms strengthen supervision and risk management...
Feb 13, 2026 | News
The Canadian Investment Regulatory Organization (CIRO) has proposed ending its dual registration framework, allowing investment dealers to run mutual fund divisions without separate mutual fund dealer registration. The proposals are open for public comment until June...
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