The Ontario Securities Commission (OSC) published the results of research carried out by its staff, to analyze the discussions of Artificial Intelligence (AI) tools in regulatory filings. The results of the analysis showed the number of issuers discussing AI in their...
The Canadian Investment Regulatory Organization (CIRO) is warning investors about fraudulent websites promoting Guaranteed Investment Certificate (GIC) offers. Individuals who engage with these websites, risk serious financial loss. CIRO recommends that investors...
To assist in the future use of discretion to help fund managers set their funds’ investment risk classifications, the Canadian Securities Administrators (CSA) issued new guidance, which recommends that fund managers adopt specific policies and procedures on risk...
The Canadian Securities Administrators (CSA) are adopting changes to the fund rules for crypto investment funds. The rules will now spell out criteria for the types of cryptoassets that regulated investment funds are allowed to hold. The rules will also establish...
The Canadian Investment Regulatory Organization (CIRO) is seeking applications for membership on the Proficiency Committee. The mandate of the Committee is to advise CIRO on matters relating to proficiency policy and operations. This includes matters relating to...
